Behavioral Health Practice Compliance Checkup

Take a structured look at your practice's compliance processes with the Behavioral Health Practice Compliance Checkup from Thompson HealthOps.

This Excel-based self-assessment includes 55 practical compliance questions designed for independent and small behavioral health practices. Work through key operational and compliance areas, document supporting evidence, identify items that need attention, and see your results automatically summarized.

What You'll Review

• Compliance program fundamentals
• HIPAA privacy
• HIPAA security and cybersecurity
• Business associates and vendors
• Workforce training and access
• Documentation, coding, and billing
• Credentialing, enrollment, and exclusion screening
• Telehealth
• Behavioral health-specific record considerations
• Breaches, incidents, and record retention

What's Included

Your downloadable Excel workbook includes:

• 55-point compliance self-assessment
• Yes / No / Needs Review / N/A response options
• Priority tracking
• Space for notes and supporting evidence
• Action-item ownership and target dates
• Automatic response counts
• Automatic Yes Rate calculation
• Section-by-section results
• Summary dashboard
• Built-in instructions and response guidance

Who It's For

This tool is designed for small behavioral health practices, independent providers, practice managers, administrators, and others who want a more organized way to review compliance processes and identify areas that may need additional attention.

Digital download: Microsoft Excel (.xlsx)

Important

This workbook is provided for general educational and organizational purposes. It is not legal advice, a formal compliance audit, or certification that a practice complies with any law, regulation, payer requirement, licensing standard, or accreditation requirement. Requirements may vary based on location, services, payer participation, professional licensure, and other circumstances.

© 2026 Thompson HealthOps. All rights reserved. Purchase provides a license for use by the original purchaser and the purchaser's practice. Redistribution, resale, sharing, sublicensing, or public posting is prohibited.