BSA/AML Risk Assessment + Independent Testing Bundle | Excel & Word

Connect risk assessment with independent testing through two complementary toolkits in one organized ZIP. Begin with the institutional risk profile, then plan, document, and report testing work.

Exactly what you receive

Eight files in two folders:

Enterprise Risk Assessment:

• Start Here guide (.docx).

• 17-worksheet Enterprise Risk Assessment workbook (.xlsx).

• User Guide and Methodology (.docx).

• Executive and Board Report Template (.docx).

Independent Testing:

• Start Here guide (.docx).

• Audit and Independent Testing workbook (.xlsx).

• Independent Testing User Guide (.docx).

• Final Audit Report Template (.docx).

Total: two Excel workbooks and six Word documents. These are the same toolkit files offered separately. Check your existing purchases before buying to avoid duplicates.

A practical workflow

Document institution-specific risks and evidence, identify the areas that warrant attention, define testing scope, record work performed, and communicate findings and corrective actions. The templates support a documented process; they do not perform an independent audit or establish independence for you.

Compatibility and limits

Designed for Microsoft Excel and Word. Other spreadsheet applications may calculate or display differently. Automated scores are aids; final judgments and conclusions require qualified review and evidence. Customize the scope, methodology, controls, and reporting for your institution.

Educational and compliance-planning materials, not legal advice, regulatory approval, certification, or a guarantee of compliance. Verify current regulatory requirements and institutional policies. Purchaser/institutional use only; no resale or redistribution. Keep confidential information in approved internal systems. ZIP contents do not receive a personalized PDF email stamp. Digital download; no physical product is shipped.

Keep learning

Free introductory lessons: https://jaygetit.com/academy/ . Support and licensing questions: https://jaygetit.com/support/