The ERO Operations & Compliance SOP

This ERO-focused Tax Preparer SOP was created specifically for EFIN holders who manage preparers and want to protect their business, their reputation, and their EFIN.

Inside, you’ll find a clear, professional start-to-finish workflow that outlines preparer responsibilities, compliance review procedures, documentation requirements, fraud prevention standards, and communication expectations—written in language your preparers can actually follow.

Whether you manage one preparer or an entire team, this SOP helps you reduce errors, enforce accountability, standardize your process, and stay IRS-ready at all times.

Ideal for:

✔ EROs & EFIN holders

✔ Tax firm owners & service bureaus

✔ Virtual tax offices

✔ EROs onboarding new preparers