BSA/AML/CFT Enterprise Risk Assessment Toolkit | Excel & Word

Build an institution-specific risk assessment with an editable Excel framework and supporting Word guides. Document exposures, evaluate controls, explain residual-risk judgments, and track corrective actions.

Exactly what you receive

One ZIP containing four files:

• Enterprise Risk Assessment workbook — one .xlsx with 17 worksheets.

• Start Here guide — editable .docx.

• User Guide and Methodology — editable .docx.

• Executive and Board Report Template — editable .docx.

The workbook includes an institution profile, methodology, products and services, customers and entities, geographic risk, delivery channels, controls assessment, emerging risks, AML/CFT priorities, data inventory, sample completed assessment, action plan, dashboard, sources, regulatory crosswalk, and change/approval documentation.

A practical workflow

Start with the institutional profile and evidence inventory. Assess inherent exposure, document controls, and support final residual-risk judgments with facts. Use the action plan and executive report to organize follow-up and management review. Fictional examples are learning aids and must be replaced with your own analysis.

Compatibility and limits

Use Microsoft Excel for the .xlsx workbook and Microsoft Word for the .docx guides. Other applications may display or calculate differently. Formula-based scores support professional judgment; they do not make compliance conclusions for you. A valid file and preliminary formula checks are not a full audit of every calculation or regulatory requirement.

Educational and compliance-planning resource. Not legal advice, examiner approval, a certification, or a guarantee of compliance. Tailor the framework to actual institutional facts and verify current requirements. The documents distinguish the April 2026 FinCEN proposal from final requirements. Do not enter confidential customer information into files shared publicly or with Jay Get It. Purchaser/institutional use; no resale or redistribution. ZIP contents do not receive a personalized PDF email stamp. No physical product is shipped.

Keep learning

Free introductory lessons: https://jaygetit.com/academy/ . Support and licensing questions: https://jaygetit.com/support/