25 SEC Marketing Red Flags That Can Destroy Your Career

NICHE PREMIUM · INVESTMENT MARKETING

Investment marketers are getting fined millions — and some are going to prison. Do you know every violation hiding in your campaigns?

What's inside:

• 25 red flags under the SEC Marketing Rule (206(4)-1), starting with the #1 most-prosecuted category: fabricated or inflated investment performance data

• Explains the SEC’s legal position and real fine ranges — $50,000 to millions per violation

• Written for the individual compliance officer or marketer who faces personal liability, not just the firm

• Structured in enforcement-priority chapters for fast, targeted training

Why it sells: Narrow, high-value audience (RIAs, asset managers, marketing compliance officers) that pays premium for specialist reference material — strong candidate for a higher price point than the general modules.

Don’t let one email end your career. Get the 25 SEC red flags.