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SIE Study Guide by KonaButterflyz

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The SIE - Securities Industry Essentials - exam is administered by FINRA and is the introductory exam into the industry. This study guide makes it easy to understand the content and apply it to multiple choice questions. We simplify the material by focusing on key words.


Our study guide is meant to be everything you need to know for the exam. It’s not written in paragraphs with deep unnecessary explanations, but to the point and exactly what you need.


We have upgraded our study guide to feature links to our videos for extra help if you need it. (You must be a member and logged in to Patreon to view.)

You will get a PDF (22MB) file