I know the real world of 401(k) sales. 

• sold 401(k)s to small and mid-size businesses for over twenty years
• founded a registered investment advisory firm
• president of a regional securities broker–dealer
• accredited investment fiduciary

I know the real world of being a defendant. Twice in thirty years, charged with claims nearly identical those brought against 401(k) fiduciaries.

• failure to properly supervise
• failure to adequately disclose

The first time I settled with legal fees more than four times what it cost to settle. The second time I wrote my own response and won. A dramatic turn-around. The head of the Maryland department investigating the claim told me my documents were the best he had seen in his more than twenty years on the job and asked my permission to use them in his training package for the department's lawyers. (Granted.)

I learned how to play by playing. Don't do that. Few can afford to learn that way; it's too time consuming and painful. Let me help you.

At the time, those legal actions were debilitating. In retrospect, they were a gift - for you. I thought 

you’d want to know what to do to avoid getting trapped. That's why I wrote The 401(k) Lawsuit Playbook.

• A rulebook gives rules, and whoop de do, worth a dime a dozen. 
• The Playbook tells you what to do and why and how to play the game – worth millions.

This isn't about turning you into an encyclopedia; it's about what works.

You're going to need know-how; it's extensively researched.

You're going to need tools. Also researched.

• Judges demand certain documents; we created them.  
• Judges want analysis; we built software.  
• Judges want data free of conflicts of interest; we found it. 

It took years to perfect and automate the processes that produce the evidence judges want; the evidence you need.

Along the way I surrendered my licenses to remove any possible accusations of conflicts of interest, and founded Fiduciary SafeHarbor, the world’s only 401(k) fiduciary protection association.

The reason you’ll do what the Playbook says? 

Simple:

• it takes little time
• the solutions don't cost you a penny

That's right: protection at no cost to you - if you only knew what to do and had the tools.

And that's what you get.

Click on the image to purchase The Playbook. You'll be glad you did.