Compliance Obligations Register
A single, standing record of your organisation's compliance obligations, so the Committee can confirm — not assume — that management is on top of them.
Boards don't usually miss compliance obligations because no one knew about them. They miss them because no one owned them.
This Excel register gives your Audit & Risk Committee a live, working tool to track every material compliance obligation in one place — with a single accountable owner, a due date, and a status that's impossible to ignore when it turns red.
What's Included
• 16 pre-built compliance obligations spanning tax (BAS, PAYG, super), NDIS registration and worker screening, WHS, fundraising licensing, privacy, insurance (including Workers' Compensation), DGR status, and Director ID — genuinely researched for the NFP and disability sector, not generic boilerplate
• Automatic “Days to Next Due Date” calculation — no manual tracking required
• Colour-coded status (Compliant / Not Yet Due / Action Required / Overdue) the Committee can scan in seconds
• Built-in guidance on how to run it as a living document, reviewed at every meeting
Who It's For
Audit & Risk Committees, Company Secretaries, and CFOs who want a genuine standing evidence base for compliance oversight — not a static checklist that gets filled in once and forgotten.
Format
Excel workbook (.xlsx), fully editable with dropdown validation. Instant digital download.